Caldwell Sutter Capital, Inc. data breach

Clerk's notes

Caldwell Sutter Capital, Inc., a financial institution based in Maine, formally reported an unspecified data security incident to the Maine Attorney General on June 11, 2026. This report confirms that unauthorized access occurred within their systems, leading to a compromise of client information.

The breach exposed several categories of highly sensitive personal and financial data. The information involved includes Full Name, Social Security Number, Financial Account Number, Date of Birth, Routing Number, Tax Return Information, Direct Deposit Account Details, and Investment and Portfolio History.

For individuals whose data was compromised, this exposure carries significant risks, including potential financial account takeover and identity theft. The combination of Social Security Numbers with detailed financial information can create a prolonged vulnerability to fraudulent activities such as unauthorized loans, tax fraud, or other financial exploitation.

As a specialized financial institution, Caldwell Sutter Capital is bound by strict regulatory standards, including the Gramm-Leach-Bliley Act, which mandate robust data security. The occurrence of this data breach suggests a potential failure to maintain adequate protective measures, which may not align with industry best practices or legal obligations.

If you received a notification letter from Caldwell Sutter Capital, Inc. regarding this breach, your personal and financial information was directly involved. Understanding your legal standing and options is a prudent next step. You can request a free case review to assess how this incident may impact you.

If a notification letter about this breach reached you, see every Maine data breach on file or browse all cases.