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LPL Financial LLC data breach

LPL Financial LLC filed a data breach notice with the Vermont Attorney General on September 14, 2026, disclosing that personal financial information may have been exposed. This incident potentially impacts individuals whose Full Name, Social Security Number, Financial Account Number, Date of Birth, Routing Number, Policy Number, Credit Score Information, and Transaction History were compromised, raising concerns about potential identity theft and financial fraud risks.

Docket sheet

Company
LPL Financial LLC
Venue
Vermont Attorney General
Filed
September 14, 2026
People affected
Not stated
Status
Monitoring
Official regulator filing

Where this breach stands

  1. 1

    Breach occurred

    The filing does not state when the incident happened.

  2. 2

    Reported to the Vermont Attorney GeneralSeptember 14, 2026

    The company filed a breach notification with the state regulator.

  3. 3

    Attorney reviewCurrent stage

    Current status: Monitoring. Our office is reviewing whether affected people may have claims.

  4. 4

    Your case review

    Got a letter about this breach? Submit it for a free, confidential review.

Information listed in the filing

  • Full Name
  • Social Security Number
  • Financial Account Number
  • Date of Birth
  • Routing Number
  • Policy Number
  • Credit Score Information
  • Transaction History

Clerk's notes

LPL Financial LLC, a major wealth management and broker-dealer platform, officially reported a data security incident to the Vermont Attorney General on September 14, 2026. This notification confirms that personal information under the company's care may have been compromised. The status of this reported breach is currently under monitoring.

The information reported as exposed in this incident includes Full Name, Social Security Number, Financial Account Number, Date of Birth, Routing Number, Policy Number, Credit Score Information, and Transaction History. This combination of data is highly sensitive, as it forms the basis of personal financial identities.

For individuals whose data was involved, the exposure of such detailed financial information increases the risk of identity theft, unauthorized account access, and various forms of financial fraud. It is important to remain vigilant for suspicious activity across financial accounts and credit reports following such a disclosure.

If you received a data breach notification letter from LPL Financial LLC, it indicates your information was implicated in this event. Affected individuals should review the notice carefully for specific guidance, consider placing fraud alerts or security freezes on credit reports, and closely monitor all financial statements for unusual transactions. Understanding your legal options regarding this exposure is also a prudent step.

Our firm is currently reviewing the details of the LPL Financial LLC data breach in Vermont. If you received a notification, you may be eligible to pursue legal recourse. We offer confidential, no-cost case reviews to help you understand your rights and potential next steps without any obligation.

If a notification letter about this breach reached you, see every Vermont data breach on file or browse all cases.

Other Vermont docket entries

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